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Results 10 - 18 of 764

Enforcement Roundup: May 2021

Jun 10, 2021 3:07 pm

The May 2021 edition of the Enforcement Roundup summarizes two enforcement actions from the British Columbia Securities Commission (BCSC). BCSC Enforcement Criminal Charges Jeffrey Shaughnessy Shaughnessy, a Vancouver resident, is accused of committing two counts...

Elder Financial Abuse: Protect Yourself and Those You Love

Jun 01, 2021 9:30 am

Elder financial abuse is the most common form of elder abuse. It is defined as the unlawful or unauthorized use of an elderly person’s financial assets. It is also the act of pressuring an elder...

How to Start a Conversation About Elder Financial Abuse

Jun 01, 2021 9:00 am

It takes courage to speak up about elder financial abuse. It’s not always easy to recognize, and people subjected to abuse are often fearful, humiliated, or ashamed. These factors can make elder financial abuse difficult...

CSA Investor Alert: Investment Scams Imitating Well-Known Financial Brands

May 31, 2021 4:14 pm

https://vimeo.com/560529120 The Canadian Securities Administrators (CSA) is warning the public about scammers claiming to represent large, well-known financial companies.  Recently, the CSA has noted an increase in the number of scams involving the use of...

CSA Investor Alert: Beware of Scams Implying Association with Fidelity Investments

May 18, 2021 10:42 am

https://vimeo.com/556320572 The Canadian Securities Administrators (CSA) is warning the public about an investment scam claiming to represent Fidelity Investments. The scam provides investors with documents outlining two investment opportunities that purportedly offer a guaranteed and...

Investor Warning: Protect Yourself From Online Crypto and Forex Schemes

May 14, 2021 11:15 am

The British Columbia Securities Commission (BCSC)’s Enforcement Division previously discovered a large number of websites targeting investors with pre-set cryptocurrency or forex packages that feature common fraud warning signs, such as unrealistic returns. Now, the BCSC is...

Enforcement Roundup: April 2021

May 12, 2021 4:17 pm

The April 2021 edition of the Enforcement Roundup summarizes five enforcement actions from the British Columbia Securities Commission (BCSC). BCSC Enforcement Sanctions Jing “Janet” Zhang, Hunter Wei-Shun Wang (a.k.a. Hunter Wei Shun Wang), FS Financial...

What You Should Know About Self-directed Investing

Apr 22, 2021 2:40 pm

Thinking of managing your own investment portfolio? Self-directed investing allows you to do that. It’s one of several money management strategies, but to do it successfully, you often need to have deeper investment knowledge. This...

Tax Season Checklist: Take a Look at Your Portfolio

Apr 15, 2021 9:20 am

Many of us are preparing our income tax return, which means you should check in with your portfolio. That’s because income you earn when investing can be taxable, so you’ll need to find out if...